Polly Cordle joined the firm in 2021 as the Chief Compliance Officer, after working with the firm in a consulting capacity for two years. In addition to her duties as Chief Compliance Officer, she also works closely with our clients in a service capacity.
Polly, a native of the Richmond, Virginia, brings to the firm over 20 years of experience in operations, branch office and compliance experience. She holds the Series 7, 24 and 66 licenses. Polly began her career as a Credit Clerk at Wheat First Butcher Singer, a regional firm based in Virginia. Through many mergers and role changes, Polly stayed with the firm until, as Wachovia Securities, the firm moved its headquarters to St. Louis, Missouri. Polly joined Oyster Consulting, LLC where she served many compliance, training and operations roles in an outsourced, consulting capacity.