A leading investment manager with decades of responsibilities for billions of dollars in equity investments, Mike has over 20 years of investment and wealth management experience.
Before coming to St. Germain Investment Management, he was Vice President of Investments at Phoenix Investment Counsel, a subsidiary of Phoenix Home Life, as well as a principal at Capital Reflections, Inc., an independent firm supplying investment research and stock recommendations to institutional investors and mutual fund managers. In his current tenure at St. Germain, Mike had served as Executive Vice President and Chief Investment Officer where he still oversees investment policy and stock selection for well over $1.2 billion in assets under management.
In addition to his responsibilities at the trading desk, Mike plays a lead role in regulatory and compliance initiatives as directed by the SEC and FINRA. Mike is a graduate of Penn State with his BA and MA degrees in economics. He also holds the FINRA Series 7 designation.